Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Marie Engle | 6430306 | 1 | 11/03/2023 | Customer Dispute | Pending | $45,000.00 | $0.00 | See FINRA Report |
| Jeffrey Tyler Ford | 6736542 | 1 | 05/27/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin Mark Holtsinger | 6761035 | 1 | 02/01/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brett Anthony Lemke | 6354840 | 1 | 01/07/2020 | Customer Dispute | Closed-No Action | $47,500.00 | $0.00 | See FINRA Report |
| Russell Douglas McCary | 6153827 | 1 | 10/29/2018 | Customer Dispute | Denied | $7,667.49 | $0.00 | See FINRA Report |
| Steven Douglas White | 6080668 | 1 | 06/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Brook Mayberry | 6327939 | 1 | 05/02/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brian Patrick Callahan | 5798175 | 1 | 12/22/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fleet Cooper Ratliff | 5714703 | 1 | 09/16/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brandon Maxwell Cohen | 6115274 | 1 | 06/22/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |