Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Marie Engle | 6430306 | 1 | 11/03/2023 | Customer Dispute | Pending | $45,000.00 | $0.00 | See FINRA Report |
| Stephen Jared Smith | 6988762 | 1 | 04/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Troy Rossman | 7407247 | 1 | 06/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Tyler Ford | 6736542 | 1 | 05/27/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin Mark Holtsinger | 6761035 | 1 | 02/01/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Armand Domingo Chavez | 7147364 | 3 | 07/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Armand Domingo Chavez | 7147364 | 3 | 01/15/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brett Anthony Lemke | 6354840 | 1 | 01/07/2020 | Customer Dispute | Closed-No Action | $47,500.00 | $0.00 | See FINRA Report |
| Parker Mitchell Emerson | 6070184 | 1 | 10/30/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Moab Jonah Schiers | 7420028 | 1 | 12/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |