Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Parker Mitchell Emerson | 6070184 | 1 | 10/30/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Connor John Welly | 6875070 | 1 | 12/13/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brad B McCollester | 7233477 | 1 | 04/08/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derrick A Cartozian | 5939290 | 1 | 06/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Gary Einhorn | 4570513 | 1 | 05/14/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Jason Vallas | 4884545 | 1 | 05/20/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rhett Michael King | 7070676 | 1 | 04/19/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Stanway Phillips | 874150 | 1 | 01/12/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Wallace Helm | 2202213 | 1 | 08/24/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |