Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Marie Engle | 6430306 | 1 | 11/03/2023 | Customer Dispute | Pending | $45,000.00 | $0.00 | See FINRA Report |
| Armand Domingo Chavez | 7147364 | 3 | 07/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Armand Domingo Chavez | 7147364 | 3 | 01/15/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Armand Domingo Chavez | 7147364 | 3 | 01/13/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |