Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Benjamin Mark Holtsinger | 6761035 | 1 | 02/01/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Brett Anthony Lemke | 6354840 | 1 | 01/07/2020 | Customer Dispute | Closed-No Action | $47,500.00 | $0.00 | See FINRA Report |
Luis Casian | 4797729 | 1 | 06/19/2007 | Customer Dispute | Closed-No Action | $6,653.00 | $0.00 | See FINRA Report |