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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Russell Douglas McCary6153827110/29/2018Customer DisputeDenied$7,667.49$0.00See FINRA Report
Steven Douglas White6080668106/22/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Brian Patrick Callahan5798175112/22/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Brandon Maxwell Cohen6115274106/22/2016Customer DisputeDenied$40,000.00$0.00See FINRA Report
Wayne F Slattery4883823104/04/2016Customer DisputeDenied$0.00$0.00See FINRA Report
James Theodore Dekoschak5671403104/24/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Peter Timothy Danilaitis5250974106/17/2013Customer DisputeDenied$9,740.00$0.00See FINRA Report
Aaron Christopher Brown4523232110/20/2011Customer DisputeDenied$0.00$0.00See FINRA Report
Brian Miller5057818108/05/2009Customer DisputeDenied$72,000.00$0.00See FINRA Report
Matthew Eric Cano4600700107/21/2009Customer DisputeDenied$115,000.00$0.00See FINRA Report

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