Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trevor Todd Anderson | 5992849 | 1 | 04/17/2019 | Customer Dispute | Withdrawn | $13,000.00 | $0.00 | See FINRA Report |
| William Bradley Smith | 2853427 | 1 | 03/05/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Philip Joseph Deangelo | 4204841 | 5 | 08/04/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Charles Steven Yarnold | 5052329 | 1 | 10/19/2011 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |
| Michael Richard Passante | 5396964 | 1 | 10/19/2011 | Customer Dispute | Withdrawn | $170,000.00 | $0.00 | See FINRA Report |
| Philip Joseph Deangelo | 4204841 | 5 | 10/19/2011 | Customer Dispute | Withdrawn | $170,000.00 | $0.00 | See FINRA Report |
| Wesley Juan Shields | 5212848 | 1 | 09/09/2011 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| Craig Smith Senn | 866245 | 7 | 02/02/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Todd Edward Kimpel | 1203275 | 4 | 09/15/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Todd Edward Kimpel | 1203275 | 4 | 09/15/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |