Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Starnes | 7099334 | 1 | 05/25/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Richard Cloutier | 4697749 | 1 | 01/07/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Glenn Herman | 1867337 | 2 | 01/07/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan J Nason | 6191520 | 1 | 02/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Jay Schlang | 2755909 | 10 | 10/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marlin Eugene Jung | 1937361 | 4 | 12/24/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marlin Eugene Jung | 1937361 | 4 | 10/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas J Curtin | 5243482 | 1 | 03/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theresa Marie Sell | 5432760 | 1 | 09/08/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Santo Marino | 1094341 | 2 | 10/06/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |