Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg Randall Fortune | 2701163 | 9 | 11/16/2020 | Customer Dispute | Closed-No Action | $16,434.60 | $0.00 | See FINRA Report |
| Scott Michael Barber | 4822754 | 3 | 10/14/2020 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Arthur Joseph Dietz | 1210388 | 1 | 10/04/2019 | Customer Dispute | Closed-No Action | $53,377.70 | $0.00 | See FINRA Report |
| Andrew Edwin Burdsall | 4043145 | 5 | 01/07/2019 | Customer Dispute | Closed-No Action | $106,202.00 | $0.00 | See FINRA Report |
| Adam David Henley | 4407698 | 1 | 01/07/2019 | Customer Dispute | Closed-No Action | $106,202.00 | $0.00 | See FINRA Report |
| Daniel V Wilson | 2915046 | 2 | 08/30/2018 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| James Davis Henderson | 2130725 | 1 | 02/13/2017 | Customer Dispute | Closed-No Action | $16,864.60 | $0.00 | See FINRA Report |
| Christopher William Hasircoglu | 2052507 | 3 | 08/17/2016 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Thomas P Kroehle | 4388363 | 2 | 01/29/2016 | Customer Dispute | Closed-No Action | $232,042.00 | $0.00 | See FINRA Report |
| Luana Mobley Corral | 2074285 | 1 | 01/05/2015 | Customer Dispute | Closed-No Action | $21,471.20 | $0.00 | See FINRA Report |