Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lance Nicholas Juffer | 2943679 | 1 | 11/06/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Francis Griffin | 2231604 | 1 | 07/26/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Scott Knigge | 2666186 | 2 | 10/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael John Fornasier | 2832055 | 2 | 01/09/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wesley Greg Alston | 3242920 | 4 | 07/07/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Gilbert | 1006859 | 1 | 06/13/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edwin N Hecker | 3198017 | 1 | 10/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas T Tsoka | 6988066 | 1 | 09/14/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Goodman | 6389521 | 1 | 06/09/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Choinski | 2749225 | 1 | 02/07/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |