Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kathleenann Marie Tannuzzo | 2270159 | 1 | 01/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sarah Esther Araya | 1852553 | 1 | 03/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Edward Langston | 1364931 | 6 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Robert Bregen | 2380377 | 1 | 01/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Rudy McKnight | 1967680 | 1 | 10/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael D Vogt | 4425732 | 6 | 10/19/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
James Gordon Tegtmeier-Hedinger | 4042452 | 2 | 10/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kimberly Kay Rule | 2916419 | 1 | 09/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael D Vogt | 4425732 | 6 | 08/26/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Ann Marie Brown | 4214896 | 16 | 08/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |