Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Charles Keating | 4083432 | 2 | 07/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Louis Anastasia | 2181340 | 2 | 07/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Alan Zarkowski | 2900755 | 1 | 05/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Justin Holmes | 4587855 | 1 | 05/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Wolfe Mazer | 1999921 | 5 | 02/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hilary Robin Campbell | 1600187 | 4 | 01/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John David Campbell | 2550804 | 5 | 01/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Edward Langston | 1364931 | 6 | 11/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Barbaccia | 2905623 | 2 | 09/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael D Vogt | 4425732 | 6 | 07/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |