Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleenann Marie Tannuzzo | 2270159 | 1 | 01/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 5 | 01/05/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Richard Alan Oneal | 2760703 | 2 | 12/30/2022 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Richard Robert Lepine | 1867250 | 1 | 12/15/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 5 | 11/28/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 5 | 11/07/2022 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 5 | 11/04/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Jason Henry Gatts | 1034283 | 2 | 10/12/2022 | Customer Dispute | Final | $2,167,460.00 | $0.00 | See FINRA Report |
| Luann Chapmangatts | 2456294 | 1 | 10/12/2022 | Customer Dispute | Final | $2,167,460.00 | $0.00 | See FINRA Report |
| Wesley Greg Alston | 3242920 | 4 | 09/29/2022 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |