Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities America, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Antonio Reyna | 2284509 | 1 | 09/24/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
Lance Nicholas Juffer | 2943679 | 1 | 11/06/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Francis Griffin | 2231604 | 1 | 07/26/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ronald Scott Knigge | 2666186 | 2 | 10/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael John Fornasier | 2832055 | 2 | 01/09/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Wesley Greg Alston | 3242920 | 4 | 07/07/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Lee Gilbert | 1006859 | 1 | 06/13/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Edwin N Hecker | 3198017 | 1 | 10/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Douglas T Tsoka | 6988066 | 1 | 09/14/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Andrew Goodman | 6389521 | 1 | 06/09/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |