| 11-01170 | 02/29/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Angelina E. Chew
Respondent(s): Sean Morrissey
Respondent Lawyers(s): Sean Morrissey
Arbitrator(s): Michael M. Hachigian
Hearing Site: San Francisco, CA
| | |
| 10-00606 | 01/06/2012 | Claimant(s): Callas Foundation.
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Jason Hale
Arbitrator(s): Charles W. Herf, Henry L. Dahl, Michael M. Hachigian
Hearing Site: Atlanta, GA
|  | $231,337 |
| 10-04565 | 08/11/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Alicia Y. Hou
Respondent(s): James Queen
Respondent Lawyers(s): James Allen Queen
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | |
| 10-05592 | 04/29/2011 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): James Queen
Respondent Lawyers(s): James Allen Queen
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | |
| 09-07231 | 03/07/2011 | Claimant(s): Sonie Kim
Claimant Lawyers(s): Leonard Steiner
Respondent(s): William Park, United Equity Securities
Respondent Lawyers(s): William Brown Park
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | $135,225 |
| 09-06168 | 02/10/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Peter Bell
Respondent Lawyers(s): Peter Wright Bell
Arbitrator(s): Michael M. Hachigian
Hearing Site: San Francisco, CA
| | |
| 10-03221 | 12/28/2010 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Donald Wilson
Respondent Lawyers(s): Donald Alan Wilson
Arbitrator(s): Michael M. Hachigian
Hearing Site: San Francisco, CA
| | |
| 10-01597 | 10/26/2010 | Claimant(s): Eric Anderson
Claimant Lawyers(s): Robert J. McKennon
Respondent(s): Robert Clark, Cullum & Burks Securities.
Respondent Lawyers(s): Robert J. Clark, Steve Burks
Arbitrator(s): Eugene A. Taylor, Michael M. Hachigian, George Frederick Garris
Hearing Site: Los Angeles, CA
| | $543,610 |
| 10-00456 | 09/16/2010 | Claimant(s): Roger Gratwick
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): Michael M. Hachigian
Hearing Site: Birmingham, AL
| | $25,425 |
| 07-03411 | 07/08/2010 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Charles N. Bland
Respondent(s): Violette Fabio, Wells Fargo and Company
Respondent Lawyers(s): Charles N. Bland, Michael D. Anderson
Arbitrator(s): Michael M. Hachigian, David W. Casey, Joseph M. Fabricatore
Hearing Site: Los Angeles, CA
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