| 04-05955 | 06/04/2009 | Claimant(s): Barbara J. and Robert V. Hinshaw
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Kathleen A. DeLaney
Hearing Site: Indianapolis, IN
|  | $0 |
| 04-04964 | 05/26/2009 | Claimant(s): Edward A. and Phyllis J. Garabedian
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $0 |
| 08-01888 | 05/08/2009 | Claimant(s): Julio C. Postigo, Julio C. Postigo Revoc Liv Tr, Vivian Postigo Liv Tr U/A DTD 10/23/97
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Lawrence M. Green
Hearing Site: Boca Raton, FL
| | $4,296 |
| 04-04992 | 04/23/2009 | Claimant(s): Clark C. Coulston and Lucille Coulston
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | $0 |
| 04-05235 | 03/13/2009 | Claimant(s): The Frazier Family Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): David A. Travin
Arbitrator(s): Neal D. Baker
Hearing Site: Cincinnati, OH
| | $0 |
| 04-05904 | 01/26/2009 | Claimant(s): Timothy I. & Deborah Montreuil TIC
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Kurt D. Steiner
Hearing Site: New Orleans, LA
| | $7,943 |
| 08-00117 | 01/21/2009 | Claimant(s): Daniel J. Day Living Trust, Diane D. Arnold Living Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Wachovia Securities
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Robert J. Walter, Benjamin L. Abramowitz, Clarence B. Johnson, CLU, ChFC
Hearing Site: Orlando, FL
| | $0 |
| 03-08656 | 01/12/2009 | Claimant(s): Amelia Evans
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Robert J. Buchner
Hearing Site: Boca Raton, FL
| | $27,396 |
| 04-05069 | 01/06/2009 | Claimant(s): Morgan P. Ostrow & John P. Ostrow etal
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Gerald M. Siegel
Hearing Site: Boca Raton, FL
| | $0 |
| 08-02275 | 12/31/2008 | Claimant(s): Calvin Mehuron
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): William E. Nodine
Hearing Site: Tampa, FL
| | $14,665 |
