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FINRA Awards for Steven Ira Weinberger

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0448708/17/2011Claimant(s): John Sullivan
Claimant Lawyers(s): John F. Sullivan
Respondent(s): Andrew Kistler, Anthony Juliano, Christopher Zelesnick, Ameriprise Advisor Services., Douglas Aldridge, Frank Teodosio, Ameriprise Financial Services., Joan Cohen, Kathleen Dedenbach, Michael Barrella
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Alfred P. Reeves, Steven Ira Weinberger, Ellen J. Abrams
Hearing Site: Boca Raton, FL
08-0306310/09/2009Claimant(s): Summit Brokerage Services.
Claimant Lawyers(s): Michael Hill
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Neal S. Smalbach
Arbitrator(s): Steven Ira Weinberger, Richard A. Stephens, R. Christopher Laux
Hearing Site: Boca Raton, FL

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