| 09-06863 | 03/23/2011 | Claimant(s): Michael Musachio
Claimant Lawyers(s): Steven M Kaplan
Respondent(s): Geri Pell, Ameriprise Financial Services., Paul Santucci
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Paul A. Merolla, Brian J. Burstin, Richard Gee
Hearing Site: New York, NY
|  | $0 |
| 08-03963 | 01/28/2011 | Claimant(s): Ruth Paulsen by David Paulsen thr POA
Claimant Lawyers(s): Herbert Rubin
Respondent(s): Wachovia Securities, Evergreen Investment Services.
Respondent Lawyers(s): Joseph P. Pohl
Arbitrator(s): Allan E. Johnson, John Nino Brenkovich, Richard Gee
Hearing Site: New York, NY
| | $27,015 |
| 09-02400 | 06/24/2010 | Claimant(s): Michael Jacobs, Michael Jacobs Custod. for Julie Jacobs, Michael Jacobs Custodian Jeffery Jacobs, Diane Jacobs Disclaimer Trust
Claimant Lawyers(s): Alan L Frank
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy Bard
Arbitrator(s): Mitchell S. Friedman, Richard Gee, Andrew Shearman Benjamin
Hearing Site: New York, NY
| | $0 |
