10-05250 | 05/16/2012 | Claimant(s): Zvi Streit, The Streit Living Trust Claimant Lawyers(s): George A Shohet Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Susan B. Gans-Smith, Robert B. Hansohn, David L. Maislen Hearing Site: Los Angeles, CA
| | $143,400 |
10-05548 | 12/19/2011 | Claimant(s): Jack Immel, Valerie Immel, Jack F. Immel, IRA, Valerie R. Immel Claimant Lawyers(s): David Harrison Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Karl L. Marquardt Arbitrator(s): Robert B. Hansohn Hearing Site: Los Angeles, CA
| | Expungement |
08-02896 | 06/21/2010 | Claimant(s): John Arnold, Michael Johnston, Michael Mittman Claimant Lawyers(s): Robert J. Girard Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Mark A. Levy, Bruce A. Davidson, Robert B. Hansohn Hearing Site: Los Angeles, CA
| | |
08-02858 | 03/02/2010 | Claimant(s): Ken Sirls Claimant Lawyers(s): Paul A. Lax Respondent(s): Wachovia Securities, Mark Schneider, Randall Hunt Respondent Lawyers(s): Pete S. Michaels, Stephen Young Arbitrator(s): Robert B. Hansohn, Ivan Claman, Allan H. Colman Hearing Site: Los Angeles, CA
| | $0 |
08-02552 | 09/30/2009 | Claimant(s): Bruce M. Eliot and Denise O. Eliot Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Philip W. Burge, Richard J. Stall, Robert B. Hansohn Hearing Site: Los Angeles, CA
| | $96,300 |