| 13-00870 | 04/16/2014 | Claimant(s): Boenning & Scattergood.
Claimant Lawyers(s): Frank R. Emmerich
Respondent(s): James Lennon
Respondent Lawyers(s): Jean Hanna Bickhart
Arbitrator(s): Roslyn G. Pollack, Catherine Stewart, Karen R. Perri
Hearing Site: Philadelphia, PA
| | |
| 10-01601 | 02/03/2012 | Claimant(s): Helen Dunlap Trust, Willis F. Dunlap Trust
Claimant Lawyers(s): James R Anderson, James R. Anderson
Respondent(s): Jay Harriman, Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): E. William Pastor, Catherine Stewart, Karen R. Perri
Hearing Site: Philadelphia, PA
|  | $15,300 |
| 09-05686 | 05/24/2010 | Claimant(s): Joseph R and Bernadette M Rogers
Claimant Lawyers(s): Joseph R Rogers
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Catherine Stewart
Hearing Site: Philadelphia, PA
| | $7,856 |
| 08-03064 | 06/19/2009 | Claimant(s): Elizabeth Muller, Elizabeth O. Muller IRA, Robert R. Muller IRA, Robert R. Muller Profit Sharing Plan, Robert R. & Elizabeth O.S. Muller Trust,
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John-David H. Thomas
Arbitrator(s): Catherine Stewart, Catherine S. Kopley, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $100,000 |
| 08-00950 | 11/14/2008 | Claimant(s): Michael OKeefe
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Lipton
Arbitrator(s): Felix A. Meschini, Catherine Stewart, George F. Adams
Hearing Site: Philadelphia, PA
| | Expungement |
