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FINRA Awards for Columbia, SC

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Displaying 151-153 out of 153 results
Case Number Award Date Case Summary Customer Case? Amount Granted
05-0205111/14/2007Claimant(s): Schumacher Charitable Unitrust, The Schumacher Family Rev. Trust
Claimant Lawyers(s): Lawrence L. Klayman
Respondent(s): Edward Jones, Edward Jones Trust Company
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Michael Lloyd Weisel, James F. Major, N. John Garcia
Hearing Site: Columbia, SC
Checkmark Icon$0
07-0046810/23/2007Claimant(s): Donald Ball, individually & as Ttee
Claimant Lawyers(s): Brian A. Comer
Respondent(s): Francisco Tineo, National Securities Corporation, Kevin Guzman
Respondent Lawyers(s): Francisco Javier Tineo, James D. Brice, Kevin Guzman
Arbitrator(s): Thomas C. Harris, Kenneth A. Rash, Sanford S. Finder
Hearing Site: Columbia, SC
Checkmark Icon$159,200
07-0081708/20/2007Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): Gregory R. Crochet
Respondent(s): William Evans
Respondent Lawyers(s): William Dexter Evans
Arbitrator(s): Barbara Marie Bantivoglio
Hearing Site: Columbia, SC

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