| 09-06124 | 04/26/2010 | Claimant(s): Richard Royce Palmer IRA
Claimant Lawyers(s): Richard Royce Palmer
Respondent(s): Carl Morrison, Edward Jones
Respondent Lawyers(s): Carl Kirby Morrison, Dennis J. Capriglione
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
|  | $7,506 |
| 09-02203 | 03/17/2010 | Claimant(s): Charlotte Domiter
Claimant Lawyers(s): John F. Hanzel
Respondent(s): Melissa Carlson, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): John H. Griffing
Hearing Site: Charlotte, NC
| | $500 |
| 09-00303 | 03/10/2010 | Claimant(s): Kathleen S. Lahare, Paul J. Lahare
Claimant Lawyers(s): Jessica M. Vasquez
Respondent(s): Robert McCullough, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Simeon B. Reimonenq, Carolyn L. Witherspoon, Robert A. Wojcik
Hearing Site: New Orleans, LA
| | $0 |
| 09-05363 | 03/03/2010 | Claimant(s): Valerie Doherty
Claimant Lawyers(s): Valerie Doherty
Respondent(s): Jeffrey Gromos, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Norman L. Weiss
Hearing Site: Clearwater, FL
| | $425 |
| 09-00757 | 12/22/2009 | Claimant(s): Linda Whitney
Claimant Lawyers(s): Linda Whitney
Respondent(s): Alan Krockover, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Arno C. Schwethelm
Hearing Site: Houston, TX
| | $0 |
| 09-02581 | 11/23/2009 | Claimant(s): Mitzi Gammill
Claimant Lawyers(s): Mitzi J. Gammill
Respondent(s): Don Friday, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Helmut O. Wolff
Hearing Site: Dallas, TX
| | Expungement |
| 09-02395 | 10/22/2009 | Claimant(s): Audrey Wolfe
Claimant Lawyers(s): Audrey Wolfe
Respondent(s): Joseph Headlee, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Elmer G. Cowan
Hearing Site: Pittsburgh, PA
| | $0 |
| 09-04121 | 07/22/2009 | Claimant(s): Kathleen LaHare, Paul Lahare
Claimant Lawyers(s): Paul J. Lahare
Respondent(s): Kathy Mason, Mathew Cotton
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Simeon B. Reimonenq, Carolyn L. Witherspoon, Clave E. Gill
Hearing Site: New Orleans, LA
| | Expungement |
| 09-00173 | 05/28/2009 | Claimant(s): Fred Yoshida Trustee of the Yoshida Trus
Claimant Lawyers(s): Fred Yoshida
Respondent(s): Dustin Buck, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA
| | $0 |
| 07-00878 | 06/11/2008 | Claimant(s): Kimberlee Johnson, William Capron
Claimant Lawyers(s): Kimberlee Johnson, William Capron
Respondent(s): James Carter, John McCloskey, A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Francis R. Ortiz, Kenneth J. Safran, Mark R Werder
Hearing Site: Detroit, MI
| | $0 |
