FINRA Awards for Vanguard Marketing Corporation

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Displaying 31-34 out of 34 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-00562	07/12/2011	Claimant(s): Stan Schuldiner Claimant Lawyers(s): Stan Schuldiner Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): James J. Dougherty Arbitrator(s): Harry B. Endsley, James S. Martin, Walter F. Dillaway Hearing Site: San Francisco, CA		$0
09-06971	10/26/2010	Claimant(s): Vanguard Marketing Corporation Claimant Lawyers(s): Jennifer F. Hinderliter Respondent(s): Robert S. and Gloria A. Hamburger Respondent Lawyers(s): Wendy DeBord Arbitrator(s): Paul Ribner Hearing Site: Philadelphia, PA		$0
08-04078	10/04/2010	Claimant(s): John Miller Claimant Lawyers(s): John Miller Respondent(s): Pershing LLC, Vanguard Marketing Corporation Respondent Lawyers(s): Garrett R. Wynne, James J. Dougherty Arbitrator(s): Joseph L. Mangan, Robert J. Ruben, David L. Moran Hearing Site: Reno, NV		$0
09-05873	05/04/2010	Claimant(s): Michael Dach Claimant Lawyers(s): Michael A. Dach Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Jennifer F. Hinderliter Arbitrator(s): Charles Orlove Hearing Site: Chicago, IL		$0