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FINRA Awards for Vanguard Marketing Corporation

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Displaying 31-35 out of 35 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0316303/26/2013Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Brian T. Donadio
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
Checkmark Icon$0
09-0056207/12/2011Claimant(s): Stan Schuldiner
Claimant Lawyers(s): Stan Schuldiner
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): James J. Dougherty
Arbitrator(s): Harry B. Endsley, James S. Martin, Walter F. Dillaway
Hearing Site: San Francisco, CA
Checkmark Icon$0
09-0697110/26/2010Claimant(s): Vanguard Marketing Corporation
Claimant Lawyers(s): Jennifer F. Hinderliter
Respondent(s): Robert S. and Gloria A. Hamburger
Respondent Lawyers(s): Wendy DeBord
Arbitrator(s): Paul Ribner
Hearing Site: Philadelphia, PA
Checkmark Icon$0
08-0407810/04/2010Claimant(s): John Miller
Claimant Lawyers(s): John Miller
Respondent(s): Pershing LLC, Vanguard Marketing Corporation
Respondent Lawyers(s): Garrett R. Wynne, James J. Dougherty
Arbitrator(s): Joseph L. Mangan, Robert J. Ruben, David L. Moran
Hearing Site: Reno, NV
Checkmark Icon$0
09-0587305/04/2010Claimant(s): Michael Dach
Claimant Lawyers(s): Michael A. Dach
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Jennifer F. Hinderliter
Arbitrator(s): Charles Orlove
Hearing Site: Chicago, IL
Checkmark Icon$0

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