| 05-06277 | 03/20/2008 | Claimant(s): George C. & Viola W. Bartram
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Edward Jones
Respondent Lawyers(s): Sandra B. Gallini
Arbitrator(s): Synthia L. Taylor
Hearing Site: Dallas, TX
|  | $0 |
| 07-02532 | 02/22/2008 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Giovanni Difiore
Respondent Lawyers(s): Gary J. Fernandez
Arbitrator(s): Mark E. Larson
Hearing Site: Chicago, IL
| | |
| 07-01955 | 02/06/2008 | Claimant(s): Ronald L. and Shelli M. Elledge
Claimant Lawyers(s): Eddie A. Pantiliat
Respondent(s): Brian Tollefson, Kevin Wittig, Edward Jones
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): George N. Roy
Hearing Site: Phoenix, AZ
| | Stipulated Award and Expungement |
| 07-02559 | 01/16/2008 | Claimant(s): Gary Fitzer
Claimant Lawyers(s): Gary A. Fitzer
Respondent(s): Douglas Hill, James Weddle, John Bachmann, Merry Mosbacher, Paul Weise, Edward Jones, Hartford Equity Sales Company., Hartford Investment Financial Services, Hartford Securities Distribution Co.
Respondent Lawyers(s): Jennifer M. Blunt, Stephen B. Gillman
Arbitrator(s): Lynne T. Albert, John A. Baynes, Shelly-Ann Natasha Eweka
Hearing Site: Charlotte, NC
| | |
| 06-04052 | 11/16/2007 | Claimant(s): John Ramsey
Claimant Lawyers(s): James P. Graven
Respondent(s): Edward Jones
Respondent Lawyers(s): Lisa A. Nielsen
Arbitrator(s): Beth Schmidt, Fred J. Naffziger, Stephen C. Cline
Hearing Site: Indianapolis, IN
| | $85,000 |
| 05-02051 | 11/14/2007 | Claimant(s): Schumacher Charitable Unitrust, The Schumacher Family Rev. Trust
Claimant Lawyers(s): Lawrence L. Klayman
Respondent(s): Edward Jones, Edward Jones Trust Company
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Michael Lloyd Weisel, James F. Major, N. John Garcia
Hearing Site: Columbia, SC
| | $0 |
| 07-01211 | 10/31/2007 | Claimant(s): Norman Foster
Claimant Lawyers(s): Norman A. Foster
Respondent(s): Edward Jones
Respondent Lawyers(s): Lynette D. McCloud
Arbitrator(s): Donald H. Loudon
Hearing Site: Kansas City, MO
| | $13,307 |
| 06-02742 | 10/19/2007 | Claimant(s): Robert Sam, North Star Basements., Karen K. Auksi-Sam, IRA
Claimant Lawyers(s): Robert Sam
Respondent(s): Edward Jones
Respondent Lawyers(s): Loren Schechter
Arbitrator(s): Ann Breen-Greco, David E. Neely, Lisa A Randall-Haag
Hearing Site: Chicago, IL
| | $0 |
| 05-04107 | 08/15/2007 | Claimant(s): R. Smith, Shirley Smith
Claimant Lawyers(s): Lee B. Rowell
Respondent(s): Fred Porter, Edward Jones
Respondent Lawyers(s): John P. Sneed
Arbitrator(s): Leonard E. Benade
Hearing Site: Jackson, MS
| | $0 |
