Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03781 | 07/30/2014 | Claimant(s): James Nagengast Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Carmen Brun Arbitrator(s): Mark S. Foster, Henry R. Cox, Hollie M. Mason Hearing Site: Omaha, NE | ||
| 12-00987 | 03/05/2013 | Claimant(s): Edward Forman Claimant Lawyers(s): Edward Phillip Forman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): John Starnes Arbitrator(s): Mark S. Foster Hearing Site: Kansas City, MO |  | $0 |
| 09-00941 | 11/08/2010 | Claimant(s): Douglas Hemke Claimant Lawyers(s): John J. Miller Respondent(s): Northland Securities. Respondent Lawyers(s): Jeffrey D. Hanslick Arbitrator(s): Mark S. Foster, Bruce Keplinger, Michael Braude Hearing Site: Kansas City, MO | | $180,000 |
| 09-02855 | 07/21/2010 | Claimant(s): John Lozes, Nader Nakib, Timothy Sturge Claimant Lawyers(s): Diane A. Nygaard Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Lonnie L. Simpson Arbitrator(s): Mark S. Foster, Joseph D. Sheppard, Michael J. Hunter Hearing Site: Kansas City, MO | | $395,000 |