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FINRA Awards for Catherine Ladnier

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Displaying 11-16 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0419103/23/2010Claimant(s): David Pichler
Claimant Lawyers(s): Leonard B. Pack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Katrina L. Baker
Arbitrator(s): Diane Getzler, Catherine Ladnier, Alejandro Miguel Garro
Hearing Site: New York, NY
08-0502312/09/2009Claimant(s): Jonathan Mandell and Margaret Mandell
Claimant Lawyers(s): Richard G. Menaker
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Catherine Ladnier, Susan C. Lushing, Peter A. Goldman
Hearing Site: New York, NY
Checkmark Icon$0
08-0433504/22/2009Claimant(s): Howard Braff
Claimant Lawyers(s): Howard Braff
Respondent(s): Christopher Collins
Respondent Lawyers(s): Christopher Alfredo Collins
Arbitrator(s): Catherine Ladnier
Hearing Site: New York, NY
08-0243503/18/2009Claimant(s): William Young
Claimant Lawyers(s): William A. Young
Respondent(s): Alfred Oliva, Harmony Executions
Respondent Lawyers(s): Alfred J. Oliva
Arbitrator(s): Catherine Ladnier
Hearing Site: New York, NY
07-0026206/17/2008Claimant(s): Frederick A. and Suzanne E. Lovejoy
Claimant Lawyers(s): Frederick A. Lovejoy
Respondent(s): E*Trade Securities LLC, Stephen Tachiera
Respondent Lawyers(s): John Bersin
Arbitrator(s): Catherine Ladnier, David Ellis, Sean Alan D'Amico
Hearing Site: Hartford, CT
Checkmark Icon$0
07-0062308/28/2007Claimant(s): Pro-Integrity Securities.
Claimant Lawyers(s): William Perry
Respondent(s): Walter Clark
Respondent Lawyers(s): Walter Clark
Arbitrator(s): Catherine Ladnier
Hearing Site: Baltimore, MD

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