| 08-00082 | 05/14/2010 | Claimant(s): Eugene O. Jones and Joy F. Jones
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Charles Slowey, Edward Puttick, Advanced Planning Securities.
Respondent Lawyers(s): Charles C. Slowey, Joseph Keenan
Arbitrator(s): John J. Meyer, Jerry C. Prestridge, David Walton Earle
Hearing Site: New Orleans, LA
|  | Stipulated Award |
| 08-03571 | 03/05/2010 | Claimant(s): David Solger, Jimmy Ackerman, Judith Solger
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Robert Dokken
Respondent Lawyers(s): Robert S. Dokken
Arbitrator(s): Edith N. Dinneen, Linda L. Busby, Alexander Myers
Hearing Site: Tampa, FL
| | $191,590 |
| 07-02291 | 09/05/2008 | Claimant(s): Brenda Kinnan, Thomas Kinnan
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Charles Slowey, Advanced Planning Securities.
Respondent Lawyers(s): Charles C. Slowey, Joseph Keenan
Arbitrator(s): Donald M. Macdonald, W. Patrick Baker, Dorothy Nelson Bryan
Hearing Site: New Orleans, LA
| | $406,860 |
| 02-05828 | 08/18/2008 | Claimant(s): Larry Thompson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Kevin Grunawalt, Carillon Investments.
Respondent Lawyers(s): David A. Baugh, Gary M. Saretsky
Arbitrator(s): Patrick R. Sughroue, Joseph H. Mizzi, Lee Hornberger
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
| 06-02039 | 02/29/2008 | Claimant(s): David Morrill, Dorothy Jones, Gale Peregrin, Nancy Morrill, William Tierney, Walter Bell and Caroline Bell, Miami Magnet Co. Profit Sharing Plan, The Gale Peregrin Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Joseph L. Bernstein, Marc S. Piven, Louis David Huss
Hearing Site: Boca Raton, FL
| | $142,156 |
