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FINRA Awards for Jeffry M. Bauer

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Displaying 61-63 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0006608/20/2009Claimant(s): Douglas Keyes
Claimant Lawyers(s): Douglas Michael Keyes
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Miller
Arbitrator(s): Jeffry M. Bauer, Roland L. Olzark, Diane Allard Roegner
Hearing Site: Detroit, MI
07-0071205/15/2009Claimant(s): C.A.S.E. Credit Union
Claimant Lawyers(s): Samuel Benton Edwards
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Brian Witus
Arbitrator(s): Jeffry M. Bauer, William C. Kubicz, Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$1,028,440
07-0343404/07/2009Claimant(s): Gertrude Meyers, James Myers
Claimant Lawyers(s): James D. Myers
Respondent(s): Sandra Fuller, The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
Checkmark Icon$283

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