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FINRA Awards for John D. Singer

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Displaying 21-24 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0052704/16/2013Claimant(s): James Ortenzio
Claimant Lawyers(s): John D. Singer
Respondent(s): Metlife Securities Inc.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Dwight Wassong, Linda J. Baer, David Morris Weiss
Hearing Site: Newark, NJ
09-0666704/04/2012Claimant(s): Colman McCarthy
Claimant Lawyers(s): John D. Singer
Respondent(s): Michael Byl, William Schloth, Southridge Investment Group LL
Respondent Lawyers(s): David E. Danovitch
Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Sherri L. Hughes
Hearing Site: New York, NY
Checkmark Icon$780,100
10-0022601/30/2012Claimant(s): Kevin Solik
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Frederick T. Smith
Arbitrator(s): Clare R. Goldfarb, E. Trice Laird, John D. Mattingly
Hearing Site: Atlanta, GA
09-0112106/09/2011Claimant(s): Yasir Sabri
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Christal J. Henner, Carolyn A. Mann, Ivan W. Harper
Hearing Site: New York, NY

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