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FINRA Awards for Michael F. Braun

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0187606/06/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): George Doughton
Respondent Lawyers(s): Thomas J. Doughton
Arbitrator(s): Leonard E. Benade
Hearing Site: Charlotte, NC
10-0552611/25/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Jeffrey Goodman
Respondent Lawyers(s): Jeffrey S. Goodman
Arbitrator(s): Steven P. Gregory
Hearing Site: Nashville, TN
10-0393911/02/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Ralph Jones
Respondent Lawyers(s): Krista L. Tushar
Arbitrator(s): William F. Skewes, Martin M. Berliner, James J. Ashe
Hearing Site: Denver, CO
10-0525406/17/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Hugh Blake-Thomas III
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI

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