FINRA Awards for Alice E. Winkler

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Displaying 21-24 out of 24 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-02150	12/30/2015	Claimant(s): Gregory Martino Claimant Lawyers(s): Philip M. Halpern Respondent(s): Charles Reiling, Francis Mitchell, Michael Donnelly, Coastal Equities. Respondent Lawyers(s): Dana S. Gloor, Daniel J. Donovan, Francis G. Mitchell Arbitrator(s): Henry F. Minnerop, Alice E. Winkler, David J. Weisenfeld Hearing Site: New York, NY
13-02349	05/06/2015	Claimant(s): David Goldstein Claimant Lawyers(s): Robert A. Wilkie Respondent(s): David Lerner Associates. Respondent Lawyers(s): Joseph C. Pickard Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY
14-00018	02/23/2015	Claimant(s): Stanley Abel Claimant Lawyers(s): David M. Sobel Respondent(s): Henry Scheuer, Janney Montgomery Scott LLC Respondent Lawyers(s): Samuel E. Cohen Arbitrator(s): William A. Hohauser, Robert S. Getman, Alice E. Winkler Hearing Site: New York, NY		$0
05-00165	09/29/2009	Claimant(s): David Sherman Claimant Lawyers(s): David E. Sherman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY		$0