Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-01949 | 12/31/2010 | Claimant(s): Patricia Spencer Claimant Lawyers(s): Patricia Spencer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Martin H. Zern Hearing Site: New York, NY |  | $0 |
| 09-04304 | 11/23/2010 | Claimant(s): Myrna Axelrod Claimant Lawyers(s): Elizabeth Genn Respondent(s): Jack Kolker, UBS Financial Services Inc. Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Sid Braufman, Martin H. Zern, Donald Raymond McNally Hearing Site: New York, NY | | $0 |
| 09-05203 | 03/31/2010 | Claimant(s): Timothy Makas Claimant Lawyers(s): Timothy Makas Respondent(s): Richard Netter, Senate Securities Respondent Lawyers(s): Richard M. Netter Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | | $0 |
| 09-04628 | 02/01/2010 | Claimant(s): America's Choice Equities LLC Claimant Lawyers(s): Raymond Nardo Respondent(s): Stephen Liotta Respondent Lawyers(s): Stephen Michael Liotta Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 08-02229 | 10/26/2009 | Claimant(s): David Schoen Claimant Lawyers(s): Eric J. Sussman Respondent(s): Charles Friedlander, Citigroup Global Markets., Lawrence Ellner Respondent Lawyers(s): Alejandre Schwed Arbitrator(s): Jeffrey Bega, Martin H. Zern, Peter P. Skomorowsky Hearing Site: New York, NY | | Stipulated Award and Expungement |
| 09-01506 | 09/17/2009 | Claimant(s): EKN Financial Services Inc. Claimant Lawyers(s): Thomas Michael Giugliano Respondent(s): Ardeshir Sabi Respondent Lawyers(s): Barry Temkin Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 09-00736 | 07/10/2009 | Claimant(s): EKN Financial Services. Claimant Lawyers(s): Anthony Ottimo Respondent(s): Scott Shapiro Respondent Lawyers(s): Scott Allan Shapiro Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 08-01777 | 06/04/2009 | Claimant(s): Kais Maalej Claimant Lawyers(s): Kais Maalej Respondent(s): Scottrade. Respondent Lawyers(s): Ryan M. Blum Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | | $0 |
| 08-04010 | 04/17/2009 | Claimant(s): Seth D. Rose and Louise Rose Claimant Lawyers(s): Seth Rose Respondent(s): John Dolan, UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | | $213 |