FINRA Awards for John E. Ohashi

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-03310	07/20/2011	Claimant(s): Carlo Carrion Claimant Lawyers(s): Carlo A. Carrion Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): John E. Ohashi, Christine A. Page, Jerry Ellner Hearing Site: Los Angeles, CA
10-01085	04/26/2011	Claimant(s): John Mason Claimant Lawyers(s): John A. Mason Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathleen S. Adams Arbitrator(s): John E. Ohashi, Harold K. Hunt, Mark A. Levy Hearing Site: Los Angeles, CA		$13,000
09-05799	10/13/2010	Claimant(s): Ilyse Klavir Claimant Lawyers(s): David Harrison Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): John E. Ohashi, Catherine M. O'Brien, Susan B. Gans-Smith Hearing Site: Los Angeles, CA		$0
08-02069	07/23/2009	Claimant(s): David Anderson, Loren Riebe, Nancy Jokerst, William McLean Claimant Lawyers(s): Kathleen F. Carpenter Respondent(s): Emmett A Larkin Company., Michael Dawes Respondent Lawyers(s): Howard Schiffman, Michael Andrew Dawes Arbitrator(s): John E. Ohashi, John F. Cordova, Jeanne E. Irving Hearing Site: Los Angeles, CA		$0