| 09-05774 | 07/15/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Michael Lopez
Respondent Lawyers(s): Michael W. Lopez
Arbitrator(s): Richard M. Norman
Hearing Site: Los Angeles, CA
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| 09-03611 | 07/15/2010 | Claimant(s): Arlyn E. Hanson IRA, Priscilla E. Hanson IRA, Priscilla E. Hanson & Arlyn E. Hanson, Arlyn E. Hanson Trust, Priscilla E. Hanson Trust
Claimant Lawyers(s): Michael S. MacDonald
Respondent(s): Kenneth Kauth, Wells Fargo Advisors
Respondent Lawyers(s): Richard H. Kuhlman
Arbitrator(s): Gerald M. Gifford, Douglas Randall Blohm, Douglas J. Nesbit
Hearing Site: Minneapolis, MN
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| 10-00872 | 07/14/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mary Jo Cantu
Respondent(s): Victor Bailey
Respondent Lawyers(s): Victor Bailey
Arbitrator(s): Mark A. Myers
Hearing Site: Houston, TX
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| 09-04418 | 07/09/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): William Adelsberger
Respondent Lawyers(s): William G. Adelsberger
Arbitrator(s): Ralph S. Blascovich
Hearing Site: Baltimore, MD
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| 09-04768 | 07/09/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Clifford Carnes
Respondent Lawyers(s): Clifford K. Carnes
Arbitrator(s): Antoinette C. Robbins
Hearing Site: Columbia, SC
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| 09-06913 | 07/07/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Walter Twetten
Respondent Lawyers(s): Walter Story Twetten
Arbitrator(s): Mary E. Woytek
Hearing Site: Washington, DC
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| 09-06424 | 06/29/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Brian Gass
Respondent Lawyers(s): Brian Lewis Gass
Arbitrator(s): Elwood C. Avery
Hearing Site: Seattle, WA
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| 09-06718 | 06/16/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Robert Lenihan
Respondent Lawyers(s): Robert Joseph Lenihan
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
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| 09-06945 | 05/28/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): James Henry
Respondent Lawyers(s): Phillip C. Green
Arbitrator(s): Mark A. Myers
Hearing Site: Little Rock, AR
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| 09-06435 | 05/25/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Bret Tackett
Respondent Lawyers(s): David J. Linesch
Arbitrator(s): Myron S. Dunay
Hearing Site: Tampa, FL
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