FINRA Awards for G. Mark Brewer

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Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-00314	04/29/2010	Claimant(s): Michelle Iafrate, Robert Iafrate, RJ and MD Iafrate Family Trust Claimant Lawyers(s): G. Mark Brewer Respondent(s): Wachovia Securities, Robert Wolter Respondent Lawyers(s): Judy Louie Arbitrator(s): Ronald O. Bub, Joseph T. Donnantuoni, Michael D. Briggs Hearing Site: San Diego, CA		$17,534
06-02604	02/02/2009	Claimant(s): Thomas Turk, Thomas E. Turk Revoc. Trust, Thomas E. Turk Trust Claimant Lawyers(s): G. Mark Brewer Respondent(s): Roy Norman, Northeast Securities. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): John P. Cione, Lester G. Stiel, Audrey H. Ruben Hearing Site: San Diego, CA		$66,800
07-01978	12/09/2008	Claimant(s): Mondofin Inc., Mondofin Inc. No. 23, Mondofin Inc. No. 24, Mondofin Inc. No. 33 Claimant Lawyers(s): G. Mark Brewer Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jonathan Robbins Arbitrator(s): Alfred E. Monahan, Guenter S. Cohn, Gino Dante Serpe Hearing Site: San Diego, CA		$0
06-05080	08/21/2008	Claimant(s): Voilet Wall, Violet M. Wall Trust Claimant Lawyers(s): G. Mark Brewer Respondent(s): Citigroup Global Markets., Robert Leverte Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Harris J. Howard Hearing Site: Los Angeles, CA		$0
06-03917	12/10/2007	Claimant(s): Norman Miller, Pauline Miller, Miller Family Foundation, Miller Charitable Remainder Trust, Miller Revocable Trust Claimant Lawyers(s): G. Mark Brewer Respondent(s): Bruce Graham, John Walthall, B.B. Graham & Company. Respondent Lawyers(s): John P. Cleary, Thomas C. Frost Arbitrator(s): Dean Schneider, Robert C. Albini, Marvin Eugene Levin Hearing Site: Los Angeles, CA		$243,377
06-04212	09/25/2007	Claimant(s): Estate of William F. Deinhard Claimant Lawyers(s): G. Mark Brewer Respondent(s): Ameriprise Advisor Services., Jonathan Zweifel Respondent Lawyers(s): Howard Klausmeier, Ronald P. Kane Arbitrator(s): John A. Goffrier, William B. Kirby, James G. Harlan Hearing Site: Boise, ID		$0