| 12-02472 | 12/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Terry Williamson
Respondent Lawyers(s): D. Craig Brinker
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
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| 12-00777 | 11/19/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Brian Zalewski
Respondent Lawyers(s): Daryl M. Schumacher
Arbitrator(s): Phillips M. Montross
Hearing Site: Chicago, IL
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| 12-03304 | 11/11/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Shari Nelson
Respondent Lawyers(s): Shari Kay Nelson
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
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| 10-05421 | 10/21/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Barry Ganz, Mark Seruya, Russell Ganz, Stephen Ackerman
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): Thomas E. Duggan, David I. Goldblatt, Mary Lou McGanney
Hearing Site: New York, NY
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| 12-03098 | 10/03/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Timothy N. Will
Respondent(s): Catherine Sweeney
Respondent Lawyers(s): Catherine Rose Sweeney
Arbitrator(s): Herbert Murez
Hearing Site: Los Angeles, CA
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| 13-00817 | 09/27/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Katrina Mccabe
Respondent Lawyers(s): Katrina Marie McCabe
Arbitrator(s): Jack A. Helms
Hearing Site: Tampa, FL
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| 13-01421 | 09/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Richard Schilling
Respondent Lawyers(s): Richard Earl Schilling
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
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| 11-01802 | 09/03/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Shawn Welch
Respondent Lawyers(s): Robert Simbro
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
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| 13-00105 | 07/17/2013 | Claimant(s): Morgan Stanley, Morgan Stanely Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): David Naumann
Respondent Lawyers(s): David M. Naumann
Arbitrator(s): Bertrand C. Moser
Hearing Site: Houston, TX
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| 12-04237 | 05/28/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Waldyr Prado
Respondent Lawyers(s): Waldyr Prado
Arbitrator(s): Daniel P. Lund
Hearing Site: Miami, FL
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