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FINRA Awards for David M. Naumann

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0010507/17/2013Claimant(s): Morgan Stanley, Morgan Stanely Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): David Naumann
Respondent Lawyers(s): David M. Naumann
Arbitrator(s): Bertrand C. Moser
Hearing Site: Houston, TX

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