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FINRA Awards for Shari Kay Nelson

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0330411/11/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Shari Nelson
Respondent Lawyers(s): Shari Kay Nelson
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR

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