| 08-04723 | 12/21/2009 | Claimant(s): Piper Jaffray & Co., Piper Jaffray Companies
Claimant Lawyers(s): Julie A. Kole
Respondent(s): Michael Luby
Respondent Lawyers(s): Stephen S. Mayne
Arbitrator(s):
Hearing Site: Kansas City, MO
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| 08-04724 | 12/21/2009 | Claimant(s): Piper Jaffray & Co., Piper Jaffray Companies
Claimant Lawyers(s): Julie A. Kole
Respondent(s): Jack Swenson, John Thorn, Michael Swenson
Respondent Lawyers(s): Amanda M. Knudsen
Arbitrator(s):
Hearing Site: Minneapolis, MN
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| 06-01384 | 05/08/2008 | Claimant(s): Susan Wickizer
Claimant Lawyers(s): Paul N. Young
Respondent(s): Jeffrey Toman, Piper Jaffray & Co.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Joseph M. Costello, Rhonda L. Rhodes, Michael A. Ruderman
Hearing Site: Denver, CO
|  | $0 |
| 07-02834 | 04/15/2008 | Claimant(s): Robert R. and Delores J. Gehrking
Claimant Lawyers(s): Robert R. Gehrking
Respondent(s): Piper Jaffray & Co., William Pritchard
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): P. J. Boylan
Hearing Site: Milwaukee, WI
| | $213 |
| 04-01248 | 03/19/2008 | Claimant(s): Piper Jaffray & Co.
Claimant Lawyers(s): Elizabeth H. Lindh
Respondent(s): Alan Fishman
Respondent Lawyers(s): R. Craig Zafis
Arbitrator(s): James J. Dobbin, Harris J. Howard, Robert Jay Filderman
Hearing Site: San Diego, CA
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| 06-03854 | 11/30/2007 | Claimant(s): Margie Aguirre
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Jeanne M. Bender
Arbitrator(s): Clifford N. Coury, Kevin D. Swenson, James F. Zotter
Hearing Site: Helena, MT
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