| 09-03846 | 06/15/2010 | Claimant(s): Barbara Monroe, William Monroe, Christopher Griffith Monroe, William Henry Monroe, III, Barbara Susan Monroe IRA, William Henry Monroe IRA, Barbara & Henry Monroe, B. Susan Monroe Trust, Monroe Irrevocable Trust, William H. Monroe, II Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Hantz Financial Services.
Respondent Lawyers(s): Bradley J. Schram
Arbitrator(s): John F. Burns, Jennifer Ann Shandler, James L. Karpen
Hearing Site: Detroit, MI
|  | $587,063 |
| 09-00482 | 05/24/2010 | Claimant(s): Joseph M. Fischer Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Barry Goldman, Richard C. Vanden Brul, Seth H. Barsky
Hearing Site: Detroit, MI
| | $0 |
| 08-02430 | 11/25/2009 | Claimant(s): Richard Jordan
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael R. Robinson
Arbitrator(s): Arthur W. Pigott, James Francis Donovan, Alun Hywel Jones
Hearing Site: Birmingham, AL
| | $0 |
| 08-03605 | 10/05/2009 | Claimant(s): Donna G. Leinart-Clegg, Indiv. &
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Mark Mills, Waterstone Financial Group
Respondent Lawyers(s): David J. Freniere, Mark Wayne Mills
Arbitrator(s): Sharon R. Merriman, Kathleen A. DeLaney, James A. Morrow
Hearing Site: Indianapolis, IN
| | $500,000 |
| 08-00647 | 03/13/2009 | Claimant(s): Jo Wright
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jason M. Hale
Arbitrator(s): Daniel P. Urban
Hearing Site: Indianapolis, IN
| | $18,000 |
| 08-00661 | 01/27/2009 | Claimant(s): Kraemer Diel
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Robert C. Upton, Earle Park Kelley, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
| | $15,000 |
| 06-02189 | 11/14/2007 | Claimant(s): John Rauch
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anne N. Deprez
Arbitrator(s): Lawrence W. Arness, David William Russell, Tim D. Bachus
Hearing Site: Indianapolis, IN
| | $100,300 |
| 06-00182 | 10/18/2007 | Claimant(s): M. McKinney, Merrimac Corporation
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anne N. DePrez
Arbitrator(s): Daniel P. Urban, Joseph V. Simeri, Zachary Ryan Schroer
Hearing Site: Indianapolis, IN
| | $3,321,440 |
