Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-00034 | 07/22/2010 | Claimant(s): Stephen L. Halpern Profit Sharing Plan Claimant Lawyers(s): Stephen L Halpern Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): W. Alex King Hearing Site: Los Angeles, CA |  | $0 |
| 09-01221 | 03/17/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Mitchell J. Albert Respondent(s): James Phillips Respondent Lawyers(s): Richard Sacks Arbitrator(s): Donald S. Simons, W. Alex King, Anna Marie Turco Hearing Site: Los Angeles, CA | ||
| 04-00393 | 04/23/2008 | Claimant(s): Peter Grymkowski Claimant Lawyers(s): Bryan C. Altman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Sheldon M. Jaffe, Arthur F. Brueggeman, W. Alex King Hearing Site: Los Angeles, CA | | $31,000 |