FINRA Awards for Dawson James Securities.

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-00383	02/04/2010	Claimant(s): JNG Consulting LLC Claimant Lawyers(s): Seth Huberman Respondent(s): Albert Poliak, Douglas Kaiser, Frank Salvatore, Robert Keyser, Thomas Field, Thomas Hands, William Fox, Dawson James Securities. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Steven Gerard Goerke, Kathy N. Novick, Stuart Harvey Ziegler Hearing Site: Boca Raton, FL		Expungement
08-00364	01/30/2009	Claimant(s): Jack Heller, Martin Hodas, Mitchell Domin Claimant Lawyers(s): Jack Heller, Jonathan B. Butler, Martin Hodas Respondent(s): Dawson James Securities. Respondent Lawyers(s): Edward W. Larkin Arbitrator(s): Monroe Mitchel, William E. Schneider, Doug Campbell Hearing Site: Boca Raton, FL		$0
08-01545	11/10/2008	Claimant(s): Dawson James Securities. Claimant Lawyers(s): Monique MacLaren Respondent(s): Chanchal Mehta Respondent Lawyers(s): Chanchal Mehta Arbitrator(s): Ronald H. Walton Hearing Site: Boca Raton, FL
08-01546	10/22/2008	Claimant(s): Dawson James Securities. Claimant Lawyers(s): Albert J. Poliak Respondent(s): Joseph Galbo Respondent Lawyers(s): Steven M. Selz Arbitrator(s): Lionel P. Greenbaum Hearing Site: Boca Raton, FL