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FINRA Awards for Renan I. Sugarman

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Displaying 41-50 out of 62 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0704506/24/2010Claimant(s): A.G. Edwards & Sons.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Stern
Respondent Lawyers(s): David C. Stern
Arbitrator(s): William I. Carmen
Hearing Site: Providence, RI
09-0478705/28/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Nancy Lawton
Respondent Lawyers(s): Tim Bowers
Arbitrator(s): Alan M. Schankel, Glenn Lloyd Nobel
Hearing Site: Philadelphia, PA
09-0283702/19/2010Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): L. Boyce
Respondent Lawyers(s): L. Marvin Boyce
Arbitrator(s): Bert S Cliff, John B. Glueckert, Gary R. Miles
Hearing Site: Charleston, WV
09-0478202/11/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Matthew Fitch
Respondent Lawyers(s): Matthew Daniel Fitch
Arbitrator(s): Jerry M. Helfand
Hearing Site: Minneapolis, MN
09-0309202/05/2010Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Robert Mandeville
Respondent Lawyers(s): Robert Lee Mandeville
Arbitrator(s): Philip W. Burge, Jeffrey E. Skogsbergh, Gerald C. Tambe
Hearing Site: Los Angeles, CA
09-0310001/25/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Will Rogers
Respondent Lawyers(s): Will T. Rogers
Arbitrator(s): Timothy L. Andrews
Hearing Site: Houston, TX
09-0432301/06/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Wesley Fracker
Respondent Lawyers(s): Wesley A. Fracker
Arbitrator(s): John R. Main
Hearing Site: Detroit, MI
09-0164912/21/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Thomas Marino
Respondent Lawyers(s): Thomas J. Marino
Arbitrator(s): Joseph D. Valenti, Bernard S. Carrey, Daniel B. Daugherty
Hearing Site: Tampa, FL
09-0409712/07/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Wiginton
Respondent Lawyers(s): Michael W. Wiginton
Arbitrator(s): Thomas C. Moxley
Hearing Site: Birmingham, AL
09-0255411/20/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Don Steriovski
Respondent Lawyers(s): Don Steriovski
Arbitrator(s): Victor Elting
Hearing Site: Chicago, IL

62 Results

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