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FINRA Awards for William M. Mann

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Displaying 11-17 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0008608/05/2013Claimant(s): Jeffrey Kaplan
Claimant Lawyers(s): Jeffrey W. Kaplan
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
Checkmark Icon$1,700
12-0190705/15/2013Claimant(s): Nicholas Nayak
Claimant Lawyers(s): Peter J. Berman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): G. Marshall Abbey
Hearing Site: Chicago, IL
Checkmark Icon$20,648
12-0166301/07/2013Claimant(s): Neal Graham
Claimant Lawyers(s): Neal Graham
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Ronald L. Cheney
Hearing Site: Montpelier, VT
Checkmark Icon$0
11-0427612/07/2012Claimant(s): Robert Bridgeman
Claimant Lawyers(s): Robert C. Bridgeman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Leonard E. Benade
Hearing Site: Charlotte, NC
Checkmark Icon$0
11-0151911/19/2012Claimant(s): Timothy Hullett
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Leonard E. Benade
Hearing Site: Charlotte, NC
Checkmark Icon$225
11-0332206/01/2012Claimant(s): Shelley Branham
Claimant Lawyers(s): Shelley V. Branham
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Donald Milo Helton
Hearing Site: Nashville, TN
Checkmark Icon$0
11-0222502/09/2012Claimant(s): Rickey Brogan
Claimant Lawyers(s): Rickey Lynn Brogan
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Arthur L. Tepper
Hearing Site: Nashville, TN
Checkmark Icon$0

17 Results

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