| 17-01018 | 06/15/2018 | Claimant(s): Judith Craig
Claimant Lawyers(s): Theodor Swansen
Respondent(s): David McDonald, J.J.B. Hilliard, W.L. Lyons, Mark Kregor
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John J. Jordan, Steven T. Stern, Stephen J. Scherf
Hearing Site: Philadelphia, PA
|  | Expungement |
| 18-00222 | 05/24/2018 | Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Michael S Taaffe
Respondent(s): Fadi Soliman
Respondent Lawyers(s): Fadi Sami Soliman
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | |
| 17-00752 | 03/22/2018 | Claimant(s): Cynthia Boylen-Pieja
Claimant Lawyers(s): James Malachy Meaney
Respondent(s): Anastasios Belesis
Respondent Lawyers(s): Anthony Varbero
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
| 17-01514 | 11/09/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Robert Pincus
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): John J. Jordan, Anthony V. La Manna, Mary Jane Walk
Hearing Site: Philadelphia, PA
| | |
| 16-02282 | 01/06/2017 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Kay Oskvig
Respondent(s): Steven Wisniewski
Respondent Lawyers(s): Steven Michael Wisniewski
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | |
| 15-02440 | 08/24/2016 | Claimant(s): Robert Rovner
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Leo G. Kogan
Arbitrator(s): John J. Jordan, Alan M. Schankel, Richard N. Kelmans
Hearing Site: Philadelphia, PA
| | $115,000 |
| 13-03285 | 12/22/2015 | Claimant(s): Kevon Glickman, Susan Glickman
Claimant Lawyers(s): Adam M. Green
Respondent(s): Wells Fargo Advisors, Leslie Margolies
Respondent Lawyers(s): Leslie Ann Margolies, Michael Naccarato
Arbitrator(s): John J. Jordan, L. Martin Miller, H. Gerald Nanos
Hearing Site: Philadelphia, PA
| | Expungement |
| 14-03142 | 11/03/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Barry Blount
Respondent Lawyers(s): Barry Boyd Blount
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | |
| 14-00945 | 03/06/2015 | Claimant(s): William Jordan
Claimant Lawyers(s): Mary Kay Brown
Respondent(s): Sean Sweeney, Kildare Capital.
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): John J. Jordan, Robin David Bleecher, Buzz Adelman
Hearing Site: Philadelphia, PA
| | |
| 13-00740 | 07/31/2014 | Claimant(s): Nancy Chard
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TFS Securities.
Respondent Lawyers(s): Russell S. Burnside
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | $0 |
