| 14-03479 | 04/22/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Nathan Zimmerman
Respondent Lawyers(s): Nathan Trent Zimmerman
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | |
| 14-00843 | 08/18/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Humberto Sirvent
Respondent Lawyers(s): Humberto D. Sirvent
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | |
| 13-02138 | 06/10/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Matthew Beninato
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | |
| 13-00236 | 01/07/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Marcos Madril
Respondent Lawyers(s): Marcos A. Madril
Arbitrator(s): I. Douglas Dunipace, Seymour A. Kolman, Jamie Lee Wicks
Hearing Site: Phoenix, AZ
| | |
| 12-00711 | 05/28/2013 | Claimant(s): Myron Murray, Rita Murray
Claimant Lawyers(s): Rosemary J. Shockman
Respondent(s): Gordon Yee
Respondent Lawyers(s): David A. Baugh
Arbitrator(s): I. Douglas Dunipace, Thomas A. Peterson, Virginia H. Wertz
Hearing Site: Phoenix, AZ
|  | $100,400 |
| 11-04072 | 06/29/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Jonathan Tuoti
Respondent Lawyers(s): Jonathan J. Tuoti
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | |
| 08-04166 | 02/12/2010 | Claimant(s): John Hepler, Viola Hepler, Hepler Joint Tenant Survivorship
Claimant Lawyers(s): Anthony B. Bingham
Respondent(s): Gary Capra, John Astori
Respondent Lawyers(s): John C. Legutki, John Astori
Arbitrator(s): I. Douglas Dunipace, Leon G. Mackey, Pamela M. Katzenberg
Hearing Site: Phoenix, AZ
| | $101,000 |
| 08-02520 | 03/09/2009 | Claimant(s): Options House.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Todd Mulliner, Crempsh.
Respondent Lawyers(s): Corporate Officer, Todd Mulliner
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Salt Lake City, UT
| | $0 |
