Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03326 | 05/21/2019 | Claimant(s): Deborah Waldemar, Margaret Waldemar, Deborah Waldemar IRA Claimant Lawyers(s): Robert J. Pearl Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): David M. Snyder, Gayle B. Carlson, Vlad Gerard Spitzer Hearing Site: Tampa, FL |  | $115,975 |
| 17-02418 | 09/10/2018 | Claimant(s): Gabriel Ivan Claimant Lawyers(s): Gabriel Ivan Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY | | $300 |
| 13-03111 | 05/14/2014 | Claimant(s): Velma Petty Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): James W. Kerr Hearing Site: Birmingham, AL | | $0 |
| 12-02955 | 09/17/2013 | Claimant(s): Bettye Burns Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Samuel L. McClaren Hearing Site: Birmingham, AL | | $0 |
| 12-01111 | 10/22/2012 | Claimant(s): Leroy Benton, Margaret Benton Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Annette Gres Shepherd Hearing Site: Jackson, MS | | $213 |