Potomac Analytics' Logo

FINRA Awards for St. Louis, MO

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 31-40 out of 233 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0029910/22/2021Claimant(s): Paul Hulen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
20-0348610/11/2021Claimant(s): Steven Duke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
20-0297407/27/2021Claimant(s): Norman Eccarius
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Saxony Securities.
Respondent Lawyers(s): Ryan C. Klump
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
20-0278105/20/2021Claimant(s): Jacob Allen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
20-0420905/10/2021Claimant(s): Richard Lozano
Claimant Lawyers(s): Richard R. Lozano
Respondent(s): Edward Balmes, Moloney Securities Co..
Respondent Lawyers(s): Matthew D. Turner
Arbitrator(s): Gregory G. Gocek
Hearing Site: St. Louis, MO
Checkmark Icon$2,050
20-0258805/07/2021Claimant(s): Michael Nolan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jennifer Novoselsky
Arbitrator(s): Susan L. Walker
Hearing Site: St. Louis, MO
20-0199204/22/2021Claimant(s): Christopher Wright
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Northwestern Mutual Investment Services
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Kim L. Kirn
Hearing Site: St. Louis, MO
20-0281604/09/2021Claimant(s): John Moriarty
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Securities Incorporated
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert J. Scafuri
Hearing Site: St. Louis, MO
20-0281804/09/2021Claimant(s): John Moriarty
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
20-0269103/22/2021Claimant(s): A. Longenecker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO

233 Results

Display: