| 15-03338 | 02/15/2017 | Claimant(s): Thurman Willis
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Daniel E. Gulden, Samuel Appel, Brock Bingham Gordon
Hearing Site: Atlanta, GA
|  | $0 |
| 15-01200 | 12/09/2016 | Claimant(s): William D Fitzharris
Claimant Lawyers(s): William D Fitzharris
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Susan L. Luck, James F. Major, Brock Bingham Gordon
Hearing Site: Charlotte, NC
| | Expungement |
| 11-01226 | 07/30/2013 | Claimant(s): Estate of Thelma A. Mendel, Thelma A. Mendel Lifetime Trust
Claimant Lawyers(s): J. Curt Tanner, Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): John F. Allgood, Philip Michael Moran, Brock Bingham Gordon
Hearing Site: Birmingham, AL
| | $279,500 |
| 11-02298 | 09/07/2012 | Claimant(s): David Elias 2002 Trust, Helene R. Elias 2002 Trust
Claimant Lawyers(s): Kevin J. Deloatch
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Patrick Mahoney
Arbitrator(s): C. Sumpter Logan, Neil Harvey Smith, Brock Bingham Gordon
Hearing Site: Birmingham, AL
| | Expungement |
| 09-04186 | 07/06/2010 | Claimant(s): Gordon Church, Kyle Church, The Trust U/W Margaret P. Barnett
Claimant Lawyers(s): Edward J. Dovin
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Perry Lee Taylor, Daniel E. Gulden, Brock Bingham Gordon
Hearing Site: Atlanta, GA
| | $0 |
