Potomac Analytics' Logo

FINRA Awards for John Daly

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0227206/09/2011Claimant(s): Robert Gillin
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Faith Lee
Arbitrator(s): John Daly
Hearing Site: New York, NY
10-0168305/04/2011Claimant(s): Robert Baisa
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Interactive Brokers
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Susan C. Lushing, John Daly, Robert I. Adler
Hearing Site: New York, NY
Checkmark Icon$0
09-0100512/17/2009Claimant(s): Richard B. Stickel Revocable Liv. Trust, Susan H. Stickel Revocable Living Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): John Daly
Hearing Site: New York, NY
Checkmark Icon$213
07-0317406/06/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Antonio Tremino
Respondent Lawyers(s): Antonio Tremino
Arbitrator(s): John Daly
Hearing Site: New York, NY
Checkmark Icon$0

14 Results

Display: